Abbott v. Secretary of Health and Human Services

United States Court of Federal Claims·Decided October 8, 2020·No. 14-907·Published

Opinion

In the United States Court of Federal Claims No. 14-907V

(E-Filed: October 8, 2020) 1

) ANNE ABBOTT, ) on behalf of her minor child, R.A., ) ) Petitioner, ) Interim Award of Costs; v. ) Reasonable Hourly Rate for ) Experts; Reasonable SECRETARY OF HEALTH ) Compensable Hours for Experts. AND HUMAN SERVICES, ) ) Respondent. ) )

Andrew D. Downing, Phoenix, AZ, for petitioner.

Ida Nassar, Trial Attorney, with whom were Joseph H. Hunt, Assistant Attorney General, C. Salvatore D’Alessio, Acting Director, Catharine E. Reeves, Deputy Director, Gabrielle M. Fielding, Assistant Director, Torts Branch, Civil Division, United States Department of Justice, Washington, DC, for respondent.

OPINION AND ORDER

CAMPBELL-SMITH, Judge.

On May 14, 2020, the special master issued his decision awarding costs on an interim basis in this vaccine case. See ECF No. 131. On May 18, 2020, petitioner, on behalf of her minor child, R.A., filed a motion for review of the special master’s decision, ECF No. 132, and a memorandum in support thereof, ECF No. 133. Respondent filed its response on June 17, 2020. See ECF No. 137. And, with leave of court, petitioner filed a reply in support of the motion on July 9, 2020. See ECF No. 141. Petitioner’s motion is fully briefed and ripe for decision. For the following 1 This opinion was issued under seal on September 18, 2020, in accordance with Rule 18(b) of the Vaccine Rules of the United States Court of Federal Claims (Appendix B to the Rules of the United States Court of Federal Claims). The parties had fourteen days within which to propose redactions. No redactions were proposed by the parties. Thus, the sealed and public version of this opinion are identical, except for the publication date and this footnote. reasons, petitioner’s motion for review is DENIED in part, and this case is REMANDED in part to the special master for further proceedings.

I. Background

Petitioner filed her petition in this case on September 26, 2014. See ECF No. 1. Therein, petitioner alleges that her minor child suffered serious injuries after receiving a measles-mumps-rubella (MMR) vaccination. See id. at 1-2. Petitioner’s “claim that a measles-mumps-rubella (‘MMR’) vaccination harmed her child, R.A., remains pending while the parties explore an informal resolution.” ECF No. 131 at 1.

During the pendency of this case, petitioner has filed three motions requesting awards of interim attorneys’ fees and costs. Petitioner filed the first motion on July 1, 2015. See ECF No. 32. On February 10, 2016, petitioner filed a motion for a decision on the motion for interim attorneys’ fees and costs because the parties were unable to resolve the matter. See ECF No. 57. The special master granted the motion in part, but “reserve[d] the issue of the costs paid for [petitioner’s] expert, Dr. [David] Siegler, for a later determination.” ECF No. 58 at 2. When petitioner made the initial request for interim fees and costs, petitioner had filed an expert report from Dr. Siegler, a pediatric neurologist, and had incurred costs for his expert services in an amount of $12,150. See id. at 5, 6.

The parties disagreed with regard to the reasonableness of Dr. Siegler’s hourly rate, and the special master denied petitioner’s first request for an interim award to include costs incurred for Dr. Siegler’s expert services as premature. See id. at 11-12. He concluded as follows:

Because the quality of the expert’s work is a factor that should be considered when determining the appropriate rate, it is advantageous to have heard the expert witness’s testimony before making this determination. See [Al-Uffi v. Sec’y of Health and Human Servs., No. 13-956V, 2015 WL 6181669, at *14 (Fed. Cl. Spec. Mstr. Sept. 30, 2015)](noting that interim expert costs are more commonly awarded after a hearing). Thus, the undersigned declines to award expert costs at this time for work performed by Dr. Seigler. An entitlement hearing may be held in June 2017. Following the hearing, Ms. Abbott may again file for interim costs, including additional costs which have been incurred.

Id. at 12.

On October 22, 2018, petitioner filed her second motion for an interim award of attorneys’ fees and costs. See ECF No. 92. The motion, again, sought an award to include costs incurred for Dr. Siegler’s expert services. Petitioner requested

2 compensation for the amount included in her initial motion, $12,150, plus an additional $25,750 for the cost of Dr. Siegler’s supplemental expert report, for a total of $37,900. See ECF No. 92-1 at 36; ECF No. 100 at 7. The special master, on March 19, 2019, again found that given the parties’ disagreement about the reasonableness of Dr. Siegler’s rates, an award of such costs was premature:

Since Dr. Siegler has not yet had the opportunity to testify, the undersigned declines to award expert costs at this time for work performed by Dr. Seigler. Following a decision on the parties’ briefs or an entitlement hearing, Ms. Abbott may again file for Dr. Siegler’s costs, including any additional costs which have been incurred.

Id. at 8.

On March 20, 2019, petitioner filed a motion for reconsideration of the special master’s March 19, 2019 decision. See ECF No. 102. And on May 15, 2019, petitioner filed a third motion seeking an interim award of costs in an effort to recover the $37,900 petitioner’s counsel had paid Dr. Siegler. See ECF No. 108. While the two motions were pending, the parties agreed to pursue alternative dispute resolution, and the special master cancelled the entitlement hearing which had been scheduled for October 27, 2020. See ECF No. 128 at 1 (April 29, 2020 order). Shortly thereafter, on May 14, 2020, the special master issued his decision ruling on petitioner’s motions. See ECF No. 131.

As a predicate matter, the special master agreed with petitioner that the case was eligible for an award of attorneys’ fees and costs because petitioner “possessed a reasonable basis for the claim asserted in her petition.” Id. at 3. The special master also found that an interim award of attorneys’ fees and costs was timely. He explained that, despite his earlier rulings deferring any award for costs incurred for Dr. Siegler’s expert services until after the entitlement hearing:

the parties settlement efforts change[d] the balance. It is foreseeable, although not guaranteed, that the parties will agree to resolve the case informally. If so, a hearing will not be held, and the undersigned would resolve the reasonableness of Dr. Siegler’s request as part of an application for final fees without the benefit of hearing his testimony. Alternatively, if settlement efforts do not reach fruition, then Dr. Siegler will remain without payment for probably one year until a hearing can be rescheduled. To avoid this situation, payment for Dr. Siegler is appropriate now.

Id. at 4.

3 The final part of the special master’s decision addressed the reasonableness of Dr. Siegler’s fee. See id. at 4-6. From December 7, 2014, through June 30, 2015, Dr. Siegler proposed an hourly rate of $450 for his expert services. See id. at 4. He increased that proposed hourly rate to $500 for work performed after June 30, 2015. See id. After reviewing caselaw the special master deemed relevant, he concluded that a reasonable hourly rate for Dr. Siegler’s services was $400. See id. at 6.

The special master further reduced the award to petitioner due to inadequate descriptions of his work and charges for administrative work. He explained:

With respect to the number of hours, Dr. Siegler should provide additional detail. For example, on December 19, 2015, Dr. Siegler states that he spent 2.5 hours when he “reviewed literature.” However, the articles that Dr.

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