98 Cal. Daily Op. Serv. 7750, 98 Daily Journal D.A.R. 10,749 Carlotta Leon Guerrero, Individually and as a Member of the Twenty-Third Guam Legislature Government of the Territory of Guam Commonwealth of the Northern Mariana Islands State of Hawaii v. William J. Clinton, President of the United States Bruce Babbit, Secretary of the Department of Interior Allen P. Stayman, Director, Office of Insular Affairs

157 F.3d 1190
CourtCourt of Appeals for the Third Circuit
DecidedOctober 13, 1998
Docket97-16395
StatusPublished

This text of 157 F.3d 1190 (98 Cal. Daily Op. Serv. 7750, 98 Daily Journal D.A.R. 10,749 Carlotta Leon Guerrero, Individually and as a Member of the Twenty-Third Guam Legislature Government of the Territory of Guam Commonwealth of the Northern Mariana Islands State of Hawaii v. William J. Clinton, President of the United States Bruce Babbit, Secretary of the Department of Interior Allen P. Stayman, Director, Office of Insular Affairs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
98 Cal. Daily Op. Serv. 7750, 98 Daily Journal D.A.R. 10,749 Carlotta Leon Guerrero, Individually and as a Member of the Twenty-Third Guam Legislature Government of the Territory of Guam Commonwealth of the Northern Mariana Islands State of Hawaii v. William J. Clinton, President of the United States Bruce Babbit, Secretary of the Department of Interior Allen P. Stayman, Director, Office of Insular Affairs, 157 F.3d 1190 (3d Cir. 1998).

Opinion

157 F.3d 1190

98 Cal. Daily Op. Serv. 7750, 98 Daily Journal
D.A.R. 10,749
Carlotta Leon GUERRERO, individually and as a Member of the
Twenty-Third Guam Legislature; Government of the Territory
of Guam; Commonwealth of the Northern Mariana Islands;
State of Hawaii, Petitioners-Appellees,
v.
William J. CLINTON, President of the United States; Bruce
Babbit, Secretary of the Department of Interior;
Allen P. Stayman, Director, Office of
Insular Affairs, Respondents-Appellants.

No. 97-16395.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted May 4, 1998.
Decided Oct. 13, 1998.

Michael S. Raab, United States Department of Justice, Washington, DC, for respondents-appellants.

Jerry E. Hogan, Hogan & Bronze, Agana, GU, for petitioners-appellees Carlotta Leon Guerrero and the Government of Guam; Robert B. Dunlap II, Deputy Attorney General, Saipan, Commonwealth of the Northern Mariana Islands, for petitioner-appellee Commonwealth of the Northern Mariana Islands; Madeleine Austin, Deputy Attorney General, Honolulu, HI, for petitioner-appellee State of Hawaii.

Appeal from the United States District Court for the District of Guam; John S. Unpingco, District Judge, Presiding. D.C. No. CV-95-00135-JSU.

Before: BROWNING, BRUNETTI, and RYMER, Circuit Judges.

Opinion by Judge RYMER; Concurrence by Judge BROWNING.

RYMER, Circuit Judge:

This is a challenge by Carlotta Leon Guerrero, a Guam legislator, the Government of the Territory of Guam, the Commonwealth of the Northern Mariana Islands (CNMI), and the State of Hawaii,1 to the failure of the Director of the Office of Insular Affairs2 to issue a report to Congress annually as required by the Compact of Free Association Act of 1985, 48 U.S.C. § 1904(e)(2), and to the failure of the cumulative report submitted in 1996 (after this litigation was commenced) adequately to address the impact of the Compact. The Director appeals the district court's summary judgment and order requiring him to file reports, holding the 1996 report deficient, and ordering him to furnish information that Congress did not specifically ask for in § 1904(e).

We must decide whether Guerrero and Guam, CNMI, and Hawaii, whose economies may be adversely affected by the Compact, have standing to pursue this challenge. A related question is whether we can review the adequacy of the Director's 1996 report under the Administrative Procedure Act (APA), 5 U.S.C. § 702, or the Mandamus and Venue Act (MVA), 28 U.S.C. § 1361. In the unusual circumstances of this case, the inquiries essentially collapse. Because Congress asked for the reports primarily for its own use and the reports themselves trigger no legal consequences, we conclude that the adequacy of the report is not reviewable, and the injury asserted by the governments is correspondingly not redressable. Accordingly, we reverse.

* In January 1986, Congress adopted the Compact of Free Association Act of 1985, Pub.L. No. 99-239, 99 Stat. 1770 (1986), approving a Compact of Free Association between the United States and the Governments of the Federated States of Micronesia and the Republic of the Marshall Islands. 48 U.S.C. § 1901.3 Among other provisions, the Compact authorized citizens of Micronesia and the Marshall Islands freely to "enter into, lawfully engage in occupations, and establish residence as a nonimmigrant in the United States and its territories and possessions." See 99 Stat. at 1804. However, Congress declared its intent that the Compact not "cause any adverse consequences for the United States territories and commonwealths or the State of Hawaii." 48 U.S.C. § 1904(e)(1).

The Act requires the President (now the Director, his designee) to report annually to Congress "with respect to the impact of the Compact on the United States territories and commonwealths and on the State of Hawaii." 48 U.S.C. § 1904(e)(2).4 The legislative history suggests this came about to further the Congressional objective of avoiding adverse consequences. See H.R.Rep. No. 99-188 at 53, reprinted in 1985 U.S.C.C.A.N. 2746, 2798. The reports are to focus on trade, taxation, immigration, labor laws, minimum wages, social systems and infrastructure, and environmental regulation. 48 U.S.C. § 1904(e)(2). Views of the government of the State of Hawaii and of each of the United States territories and commonwealths (plus Micronesia, the Marshall Islands and Palau) are to be requested and transmitted to Congress along with the reports. 48 U.S.C. § 1904(e)(3). Finally, Congress declared as part of the Compact that "if any adverse consequences to United States territories and commonwealths or the State of Hawaii result from implementation of the Compact," the Congress "will act sympathetically and expeditiously to redress those adverse consequences." 48 U.S.C. § 1904(e)(4). And it authorized "such sums as may be necessary to cover the costs, if any, incurred by the State of Hawaii, the territories of Guam and American Samoa, and the Commonwealth of the Northern Mariana Islands resulting from any increased demands placed on educational and social services by immigrants from the Marshall Islands and the Federated States of Micronesia" to be appropriated for fiscal years after 1985. 48 U.S.C. § 1904(e)(6).

A report was submitted in 1989, but no further reports were submitted until 1996. Meanwhile, the evidence shows that communications were ongoing between Interior and Congress regarding the effect of the Compact on Guam and CNMI.5 In 1995, Congress appropriated aid to Guam for Compact costs and earmarked a portion of its annual grants to CNMI for Compact costs. See The Impact of the Compacts of Free Association of the United States Territories and Commonwealths and on the State of Hawaii (September 1996). In 1996, Congress committed to multi-year appropriations to Guam for Compact costs and to extended funding to CNMI for infrastructure expenses. Id.

The governments brought this action in November 1995, seeking declaratory and mandamus relief. They requested an order compelling the Director to submit annual reports to Congress addressing the impact of the Compact and a declaration that the Director owes the governments "a non-discretionary duty ... to prepare annual reports to the U.S. Congress about the Compact's adverse financial impact" on them. In September 1996, the Director submitted to Congress a report that addressed the cumulative impact of the Compact on the governments from 1989 to 1996.6

The Director moved to dismiss the action on the grounds that the 1996 report mooted the governments' complaint, they lacked standing to pursue it, and in any event there was no final agency action reviewable under the APA.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Japan Whaling Ass'n v. American Cetacean Society
478 U.S. 221 (Supreme Court, 1986)
Lujan v. Defenders of Wildlife
504 U.S. 555 (Supreme Court, 1992)
Franklin v. Massachusetts
505 U.S. 788 (Supreme Court, 1992)
Bennett v. Spear
520 U.S. 154 (Supreme Court, 1997)
Steel Co. v. Citizens for a Better Environment
523 U.S. 83 (Supreme Court, 1998)
Douglas County v. Babbitt
48 F.3d 1495 (Ninth Circuit, 1995)
Oregon Natural Resources Council v. Harrell
52 F.3d 1499 (Ninth Circuit, 1995)
Independence Mining Co. v. Babbitt
105 F.3d 502 (Ninth Circuit, 1997)
Guerrero v. Clinton
157 F.3d 1190 (Ninth Circuit, 1998)
Atkins v. Oregon Department of Revenue
516 U.S. 1042 (Supreme Court, 1996)

Cite This Page — Counsel Stack

Bluebook (online)
157 F.3d 1190, Counsel Stack Legal Research, https://law.counselstack.com/opinion/98-cal-daily-op-serv-7750-98-daily-journal-dar-10749-carlotta-leon-ca3-1998.