491 Bergen St. Corporation

United States Bankruptcy Court, S.D. New York·Decided August 20, 2025·No. 25-10091·Unknown

Opinion

UNITED STATES BANKRUPTCY COURT FOR PUBLICATION SOUTHERN DISTRICT OF NEW YORK ---------------------------------------------------------------X In re: Chapter 11

491 BERGEN ST. CORPORATION, et al., Case No. 25-10091 (DSJ)

(Jointly Administered)

Debtors. ---------------------------------------------------------------X

BENCH DECISION AND ORDER1 ON REMAINING DEBTORS’ MOTION TO AUTHORIZE DISBURSEMENT OF FUNDS

APPEARANCES: KLESTADT WINTERS JURELLER SOUTHARD & STEVENS, LLP Counsel to the Debtors and Debtors-in-Possession 200 West 41st Street, 17th Floor New York, New York 10036 By: Tracy L. Klestadt

OFFIT KURMAN, P.A. Counsel for the Estate of Frank Sofia 590 Madison Avenue, 6th Floor New York, New York 10022 By: Dani Schwartz

1 The designation of this as a Bench Decision and Order signifies that this decision is drafted and issued in a somewhat informal format in the interest of time, given the time sensitivity of the parties’ dispute. DAVID S. JONES UNITED STATES BANKRUPTCY JUDGE Before the Court is the motion [ECF No. 172, the “Disbursement Motion”] of Debtors to authorize disbursement of funds from a bankruptcy reserve account. This Bench Decision constitutes the Court’s findings of fact and conclusions of law on the Disbursement Motion. The Motion is within this Court’s jurisdiction pursuant to 28 U.S.C. §§ 157 and 1334¸ and the

Amended Standing Order of Reference M-431, dated January 31, 2012 (Preska, C.J.). The Court’s consideration of the Motion is a core proceeding under 28 U.S.C. § 157(b). Venue is proper in this District pursuant to 28 U.S.C. §§ 1408 and 1409. A contention that a pending appeal divests this Court of jurisdiction is discussed and rejected below. For the reasons stated below, the Disbursement Motion is granted. Briefly, there is no dispute that, if Debtors paid the Estate of Frank Sofia (the “Frank Estate”) all amounts due on account

of a prior judgment upon the closing of simultaneous sales of Debtors’ real properties, then under the terms of that judgment the Frank Estate would be entitled to nothing more. The Frank Estate contends that a failure to pay approximately $800 in assertedly due interest on account of a prior arbitration award means they have not received payment in full of their entitlements under the judgment. The Frank Estate further contends that as a result, they are entitled to approximately $6 million, in addition to the roughly $65 million payment they received from Debtors on account of the judgment.

The Court, however, agrees with Debtors that the Frank Estate is equitably estopped from contending that they are owed more than they received, and in particular from contending that Debtors failed to fully satisfy the judgment, because Debtors sought from the Frank Estate a detailed and precise statement of the required “judgment payoff amount,” the Frank Estate provided a statement of that amount in writing with no indication that any additional amounts were due, and the Debtors accepted that representation and paid the amount the Frank Estate asserted was due. This was all in a context in which Debtors consistently made clear in repeated communications to the Court and to the Frank Estate that they were attempting to fully satisfy the judgment so as to resolve the Frank Estate’s claims. As explained below, the parties had an

unambiguous exchange on which Debtors detrimentally relied, and the Frank Estate is not entitled to go back on its word and pull the rug out from under Debtors so as to grab an additional, assertedly due $6 million beyond the judgment amount that the Frank Estate has been paid. BACKGROUND

The Disbursement Motion arises against the backdrop of a long-running and seemingly bitter intra-family dispute regarding entitlements to valuable self-storage facilities located in New York City (collectively, the “Properties”), each separately incorporated and each a separate debtor in this Court, and all of which for multiple generations have been under the control of members of the Sofia family. Upon the passing of earlier generations who founded and controlled the business, the Properties and associated businesses passed to the ownership of three brothers, who agreed that, upon the death of any of them, the two surviving brothers would buy out the estate of the decedent brother. Following the death of one of the brothers, Frank Sofia, and the

survivors’ failure to buy out the decedent brother’s interests, the Frank Estate initiated arbitration proceedings. The Frank Estate secured an arbitration award that has been reduced to judgment (the “Judgment”) against the various Debtors in a total principal amount of approximately $57 million, plus interest. The Judgment appears in the record at ECF No. 88 at Ex. 2. The parties disagree about whether the Frank Estate would be required to surrender its shares in a specific debtor-corporation if that debtor satisfies the judgment amount awarded specifically against it, while the amounts awarded against other debtor-corporations remained due. However, the parties agree that in a circumstance where the total amount awarded against the Debtors is paid simultaneously and in full, the Frank Estate would not be entitled to any additional recoveries

beyond the amounts due on account of the Judgment (inclusive of interest). That arbitration award was reduced to judgment before the Debtors commenced their bankruptcy cases. The Debtors then filed for bankruptcy. One Debtor, referred to as Franklin Street or the Franklin Street Debtor (formally “139-141 Franklin St. Realty Corp.”), secured confirmation of a plan before the other Debtors did. This Court rejected the Frank Estate’s objection based on its contention that it was entitled to additional amounts beyond the judgment amount it holds

against the Franklin Street Debtor, and the Frank Estate appealed. In connection with that appeal, the District Court (Kaplan, J.) entered an interim stay order requiring funds to be preserved so as to compensate the Frank Estate in the event the Frank Estate’s appeal is successful. The Frank Estate’s appeal remains pending in the District Court. Meanwhile, the bankruptcy cases of the remaining Debtors (the “Remaining Debtors”) continued to progress, and, following a hearing, on June 27, 2025, this Court entered an order confirming the Remaining Debtors’ plans. The Frank Estate objected to confirmation on the

ground that, in the Frank Estate’s view, it was entitled to additional amounts beyond the judgment amount it was owed by each of the Remaining Debtors, such that it would be impaired notwithstanding the Plans’ reliance on their being unimpaired unless they were paid additional funds. The Court in an oral ruling and the ensuing confirmation order required that the Remaining Debtors reserve an additional $6 million (the amount specified on the record by the Frank Estate as necessary to protect its asserted entitlements) to ensure that the Frank Estate could and would be paid in the event it established its entitlement to funds beyond the judgment amount. The Court directed that the $6 million reserve requirement would remain in force solely until July 21, 2025 (after the anticipated sale closings, by when it would be known if the Frank Estate was successfully paid in full), “subject to further application for an extension of the

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