36 Fed. R. Evid. Serv. 187, prod.liab.rep. (Cch) P 13,258 John Doe v. Cutter Biological, Inc., a Division of Miles Laboratories, Inc., Miles Laboratories, Inc., Travenol Laboratories, Inc., Armour Pharmaceutical Corporation, Alpha Therapeutic Corporation and United States of America, John Smith v. Cutter Biological, Inc., a Division of Miles Laboratories, Inc., Miles Laboratories, Inc., Travenol Laboratories, Inc., Armour Pharmaceutical Corporation, Alpha Therapeutic Corporation and United States of America

971 F.2d 375
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 29, 1992
Docket89-15274
StatusPublished
Cited by6 cases

This text of 971 F.2d 375 (36 Fed. R. Evid. Serv. 187, prod.liab.rep. (Cch) P 13,258 John Doe v. Cutter Biological, Inc., a Division of Miles Laboratories, Inc., Miles Laboratories, Inc., Travenol Laboratories, Inc., Armour Pharmaceutical Corporation, Alpha Therapeutic Corporation and United States of America, John Smith v. Cutter Biological, Inc., a Division of Miles Laboratories, Inc., Miles Laboratories, Inc., Travenol Laboratories, Inc., Armour Pharmaceutical Corporation, Alpha Therapeutic Corporation and United States of America) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
36 Fed. R. Evid. Serv. 187, prod.liab.rep. (Cch) P 13,258 John Doe v. Cutter Biological, Inc., a Division of Miles Laboratories, Inc., Miles Laboratories, Inc., Travenol Laboratories, Inc., Armour Pharmaceutical Corporation, Alpha Therapeutic Corporation and United States of America, John Smith v. Cutter Biological, Inc., a Division of Miles Laboratories, Inc., Miles Laboratories, Inc., Travenol Laboratories, Inc., Armour Pharmaceutical Corporation, Alpha Therapeutic Corporation and United States of America, 971 F.2d 375 (9th Cir. 1992).

Opinion

971 F.2d 375

36 Fed. R. Evid. Serv. 187, Prod.Liab.Rep. (CCH) P 13,258
John DOE, Plaintiff-Appellant,
v.
CUTTER BIOLOGICAL, INC., A DIVISION OF MILES LABORATORIES,
INC., Miles Laboratories, Inc., Travenol Laboratories, Inc.,
Armour Pharmaceutical Corporation, Alpha Therapeutic
Corporation and United States of America, Defendants-Appellees.
John SMITH, Plaintiff-Appellant,
v.
CUTTER BIOLOGICAL, INC., A DIVISION OF MILES LABORATORIES,
INC., Miles Laboratories, Inc., Travenol Laboratories, Inc.,
Armour Pharmaceutical Corporation, Alpha Therapeutic
Corporation and United States of America, Defendants-Appellees.

Nos. 89-15274, 89-15839.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted June 7, 1990.
Withdrawn from Submission Nov. 28, 1990.
Resubmitted July 14, 1992.
Decided July 29, 1992.

Charles R. Kozak and John Rapp, Honolulu, Hawaii, for plaintiffs-appellants John Doe and John Smith.

David I. Bell, Knapp, Petersen & Clarke, Universal City, Cal., for defendant-appellee Alpha Therapeutic Corp.

Duncan Barr, Deborah H. Leibman, O'Connor, Cohn, Dillon & Barr, San Francisco, Cal., for defendant-appellee Cutter Biological, a div. of Miles Inc.

Douglas F. Fuson, Sara J. Gourley, Sidley & Austin, Chicago, Illinois, for defendant-appellee Armour Pharmaceutical Co.

Richard L. Berkman, Ellen Sokol, Dechert, Price & Rhoads, Philadelphia, Pa., for defendant-appellee Baxter Healthcare Corp., f/k/a Travenol Laboratories.

Geoffrey R. W. Smith, McCutchen, Doyle, Brown & Enerson, Washington, D.C., of counsel for defendants-appellees.

Michael Chun, Asst. U.S. Atty., Honolulu, Hawaii, Roger D. Einerson, Nikki Calvano, U.S. Dept. of Justice, Washington, D.C., for defendant-appellee U.S. of America.

Appeal from the United States District Court for the District of Hawaii.

Before: D.W. NELSON and TROTT, Circuit Judges, and TASHIMA, District Judge.*

D.W. NELSON, Circuit Judge:

John Doe and John Smith filed separate suits against the manufacturers of a blood clotting factor and the United States. The district court granted summary judgment in favor of all defendants in both cases. Because the two cases raise similar issues, we have consolidated them for the purposes of this appeal.

OVERVIEW

John Doe and John Smith are hemophiliacs who have tested HIV positive. They received a clotting agent known as Factor VIII from Tripler Army Medical Center (TAMC). Factor VIII enables the blood of hemophiliacs to clot. In the United States, Factor VIII is manufactured and sold by the four appellees in these cases, Alpha Therapeutic Corporation (Alpha), Cutter Biological (Cutter), Armour Pharmaceutical Company (Armour) and Baxter Hyland Healthcare Corporation (Baxter).1

Appellants claim that they were infected with the AIDS virus from Factor VIII sometime during 1983. Accordingly, they sued the four manufacturers of Factor VIII for negligence and strict liability. Because the appellants were uncertain as to which manufacturer provided TAMC with the infected clotting agent, appellants brought suit against all four manufacturers of the agent. They also sued the United States for negligence and for breach of its duty to warn appellants while they were treated at TAMC. Appellants originally filed suit in Hawaii state court; their cases were subsequently removed to federal district court.

On January 12, 1989, the district court granted summary judgment in favor of the defendants in the Doe action. On May 18, 1989, the court granted summary judgment in favor of the defendants in the Smith action. The district court held that because appellants could not identify exactly which manufacturers' product had caused their infection, under Hawaii law they could not bring a negligence suit. In addition, the court found that appellees were entitled to summary judgment for several other reasons. These reasons included the court's findings that the appellants could not prove the date of their infections and that because of the limited knowledge about AIDS at the time the infections occurred, appellees were not negligent as a matter of law. The court also found that the United States was not liable because "until 1984 there was no medical consensus that AIDS was transmitted through blood." Therefore, the court found that the appellants' treatment at TAMC had not fallen below the proper standard of care. Finally, the court held that appellants could not bring either a strict liability or negligence suit under Haw.Rev.Stat. § 327-51, Hawaii's Blood Shield Law.

Smith and Doe filed timely appeals. In addition, both appellants filed motions requesting that the Ninth Circuit certify two questions of law to the Hawaii Supreme Court pursuant to Haw.R.App. P. 13. Because the cases presented important state law issues of first impression, we granted Smith's motion.2 On August 24, 1990, we filed an order certifying the following questions to the Hawaii Supreme Court:

(1) Does Hawaii's Blood Shield Law, Haw.Rev.Stat. § 327-51 preclude Smith from bringing a strict liability claim?

(2) Does Hawaii's Blood Shield Law, Haw.Rev.Stat. § 327-51, preclude Smith from bringing a negligence claim?

(3) Would Hawaii allow recovery in this case when the identity of the actual tortfeasor cannot be proven? If Hawaii would allow recovery, what theory (i.e., burden-shifting, enterprise liability, market share or other) would the Hawaii Supreme Court adopt?

See Smith v. Cutter Biological, Inc., 911 F.2d 374 (9th Cir.1990). The Hawaii Supreme Court accepted our request, and on November 29, 1991, filed an opinion answering these questions. See Smith v. Cutter Biological, Inc., 72 Haw. 416, 823 P.2d 717 (1991) ("Cutter Biological"). With the benefit of that Court's responses, we now conclude that the district court erred in granting summary judgment. Accordingly, we reverse and remand this case for proceedings consistent with this opinion and that of the Hawaii Supreme Court.

DISCUSSION

I. ISSUES RELATING TO GRANT OF SUMMARY JUDGMENT

A. Legal Theories

The district court concluded that the appellants' inability to identify precisely which manufacturer's product caused them harm prevented them from recovering against any manufacturer. In its response to our certified questions, the Hawaii Supreme Court has made clear that this was an erroneous legal conclusion, and has delineated the legal theories available to appellants.

1. Recovery When Identity of Actual Tortfeasor Not Known

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