12-17 519

CourtBoard of Veterans' Appeals
DecidedAugust 31, 2016
Docket12-17 519
StatusUnpublished

This text of 12-17 519 (12-17 519) is published on Counsel Stack Legal Research, covering Board of Veterans' Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
12-17 519, (bva 2016).

Opinion

http://www.va.gov/vetapp16/Files4/1634346.txt
Citation Nr: 1634346	
Decision Date: 08/31/16    Archive Date: 09/06/16

DOCKET NO.  12-17 519	)	DATE
	)
	)

On appeal from the
Department of Veterans Affairs Regional Office in Lincoln, Nebraska


THE ISSUES

1. Entitlement to an initial disability rating in excess of 30 percent for posttraumatic stress disorder (PTSD), to include anxiety disorder not otherwise specified.  

2. Entitlement to an initial compensable disability rating for cervical muscle strain on the right side.  

3. Entitlement to an initial compensable disability rating for bruxism.  

4. Entitlement to an initial compensable disability rating for headaches. 

5. Entitlement to service connection for a traumatic brain injury (TBI).

6. Entitlement to service connection for memory loss.

7. Entitlement to service connection for dizziness, to include as secondary to service-connected disabilities.  

8. Entitlement to an effective date earlier than December 16, 2011, for the award of service connection for PTSD, to include anxiety disorder not otherwise specified. 

9. Entitlement to an effective date earlier than December 16, 2011, for the award of service connection for cervical muscle strain on the right side.  


REPRESENTATION

Appellant represented by:	John S. Berry, Attorney 


ATTORNEY FOR THE BOARD

R. Costello, Associate Counsel


INTRODUCTION

The Veteran had active duty for training (ACDUTRA) from May 1998 to July 1998 and active military service from October 2004 to December 2005.

These matters come before the Board of Veterans' Appeals (Board) on appeal from November 2011, June 2012, February 2013, and January 2015 rating decisions of the VA Regional Office (RO) in Lincoln, Nebraska.  A November 2011 rating decision denied the claims of service connection for a TBI and memory loss.  A June 2012 rating decision denied the claim of service connection for dizziness.  A February 2013 rating decision granted service connection for bruxism and headaches, assigning each noncompensable disability ratings.   

In a decision dated in November 2014, the Board granted service connection for PTSD and a cervical muscle strain on the right side.  Also, the Board denied the Veteran's service connection claim for dizziness and remanded the issues of entitlement to an initial compensable disability rating for bruxism, an initial compensable disability rating for headaches, entitlement to service connection for a TBI, and entitlement to service connection for memory loss.  The Board finds the RO complied with the November 2014 remand instructions.  

The Veteran appealed the Board's November 2014 denial of service connection for dizziness to the U.S. Court of Appeals for Veterans Claims (Court) and also filed a notice of disagreement with the RO's January 2015 assignment of a 30 percent rating for PTSD, a noncompensable rating for his cervical muscle strain on the right side, and the effective dates for the grant of service connection for PTSD and a cervical muscle strain on the right side.  In a memorandum decision dated in December 2015, the Court set aside the Board's November 2014 decision to deny service connection for dizziness and remanded the appeal back to the Board to address the issue of secondary service connection.  

The issues of entitlement to higher initial ratings for PTSD, cervical muscle strain, bruxism, and headaches, and entitlement to service connection for dizziness and memory loss, are addressed in the REMAND portion of the decision below and are REMANDED to the Agency of Original Jurisdiction (AOJ).


FINDINGS OF FACT

1. The Veteran does not have a current diagnosis of a TBI or TBI residuals.  

2. The RO's denial of service connection for PTSD in August 2009 is final.  

3. The Veteran did not contact VA with regard to his PTSD claim until he filed the second claim in December 2011; nothing in the file could be construed as an earlier informal claim for service connection for PTSD.

4. The Veteran did not file a claim for entitlement to service connection for a neck disability until December 2011; nothing in the file could be construed as an earlier informal claim for service connection for a neck disability. 


CONCLUSIONS OF LAW

1. The criteria for service connection for a TBI have not been met. 38 U.S.C.A. §§ 1110, 5107 (West 2014); 38 C.F.R. § 3.303 (2015).

2. An effective date earlier than December 16, 2011, is not warranted for the award of service connection for PTSD, to include anxiety disorder not otherwise specified.  38 U.S.C.A. §§ 5101, 5107, 5110, 7105 (West 2014); 38 C.F.R. §§ 3.1, 3.105, 3.151, 3.155, 3.156, 3.157, 3.400, 20.302, 20.1103 (2015).

3. An effective date earlier than December 16, 2011, is not warranted for the award of service connection for a cervical muscle strain on the right side.  38 U.S.C.A. §§ 5101, 5107, 5110 (West 2014); 38 C.F.R. §§ 3.151, 3.400 (2015).


REASONS AND BASES FOR FINDINGS AND CONCLUSIONS

I.  Duty to Notify and Assist

VA's duty to notify was satisfied by letters in September 2011 and February 2012.  See 38 U.S.C.A. §§ 5102, 5103, 5103A (West 2014); 38 C.F.R. § 3.159 (2015); see also Scott v. McDonald, 789 F.3d 1375 (Fed. Cir. 2015).

As to VA's duty to assist, all necessary development has been accomplished.  See Bernard v. Brown, 4 Vet. App. 384 (1993).  The Veteran's VA medical records, and identified private treatment records have been obtained to the extent available.  As noted in the November 2014 Board decision, the Veteran's service treatment records, except for his March 1997 enlistment examination, and his complete personnel records are not of record.  Memorandums dated in April 2009 and August 2009 set forth the RO's efforts to obtain the Veteran's service treatment records and complete personnel record and show that they were unavailable.  The Veteran was notified that his records were unavailable and invited to submit any records he had in his possession; no additional records were received.  In cases where records are lost or presumed lost, a heightened duty is imposed on the Board to consider the applicability of the benefit of the doubt doctrine, to assist the claimant in developing the claim, and to explain its decision.  See Russo v. Brown, 9 Vet.App. 46 (1996).  However, no presumption, in favor of the claimant or against VA, arises when there are lost or missing service records.  See Cromer v. Nicholson, 19 Vet. App. 215, 217-18 (2005).

In April 2015 a letter was sent to the Veteran requesting that he provide sufficient information to obtain records from Dr. P.W., or any other private provider whose records had not yet been obtained, to which he did not reply.  He was advised the prior release for Dr. P.W. had expired and he needed to complete a new one.  The AOJ substantially complied with the Board's November 2014 remand instructions.  Thus, an additional remand to comply with the Board's directives is not required.  See D'Aries v. Peake, 22 Vet. App. 97, 104-106 (2008); Stegall v. West, 11 Vet. App. 268 (1998). These are private treatment records, so nothing further can be done without the Veteran completing a release form. 

Also, the Veteran was provided VA examination of his claimed TBI.  The examination and associated report was adequate because, along with the other evidence of record, it provided sufficient information to decide the appeal and a sound basis for a decision on this particular claim. 

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Related

Jandreau v. Nicholson
492 F.3d 1372 (Federal Circuit, 2007)
William C. Cromer v. R. James Nicholson
19 Vet. App. 215 (Veterans Claims, 2005)
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20 Vet. App. 501 (Veterans Claims, 2006)
James P. Barr v. R. James Nicholson
21 Vet. App. 303 (Veterans Claims, 2007)
Frances D'Aries v. James B. Peake
22 Vet. App. 97 (Veterans Claims, 2008)
Scott v. McDonald
789 F.3d 1375 (Federal Circuit, 2015)
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1 Vet. App. 49 (Veterans Claims, 1990)
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3 Vet. App. 223 (Veterans Claims, 1992)
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Bernard v. Brown
4 Vet. App. 384 (Veterans Claims, 1993)
Crawford v. Brown
5 Vet. App. 33 (Veterans Claims, 1993)
Sabonis v. Brown
6 Vet. App. 426 (Veterans Claims, 1994)
Russo v. Brown
9 Vet. App. 46 (Veterans Claims, 1996)
Stegall v. West
11 Vet. App. 268 (Veterans Claims, 1998)
Brannon v. West
12 Vet. App. 32 (Veterans Claims, 1998)
Hickson v. West
12 Vet. App. 247 (Veterans Claims, 1999)
Pond v. West
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Bluebook (online)
12-17 519, Counsel Stack Legal Research, https://law.counselstack.com/opinion/12-17-519-bva-2016.