12-14 542

CourtBoard of Veterans' Appeals
DecidedJune 29, 2015
Docket12-14 542
StatusUnpublished

This text of 12-14 542 (12-14 542) is published on Counsel Stack Legal Research, covering Board of Veterans' Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
12-14 542, (bva 2015).

Opinion

Citation Nr: 1527839 Decision Date: 06/29/15 Archive Date: 07/09/15

DOCKET NO. 12-14 542A ) DATE ) )

On appeal from the Department of Veterans Affairs Regional Office in Huntington, West Virginia

THE ISSUES

1. Entitlement to a disability rating in excess of 20 percent for service-connected degenerative arthritis of the lumbar spine (previously rated as lumbar strain with mechanical low back pain) (lumbar spine disability), prior to December 9, 2013.

2. Entitlement to a disability rating in excess of 20 percent for service-connected residuals of a cervical spine injury with traumatic arthritis (cervical spine disability), prior to August 1, 2013 and from December 1, 2013.

3. Entitlement to a disability rating in excess of 40 percent for service-connected degenerative arthritis of the lumbar spine (previously rated as lumbar strain with mechanical low back pain) (lumbar spine disability), starting December 9, 2013.

4. Entitlement to a total disability rating due to individual unemployability.

REPRESENTATION

Appellant represented by: Disabled American Veterans ATTORNEY FOR THE BOARD

D. M. Donahue Boushehri, Counsel

INTRODUCTION

The Veteran served on active duty from May 1990 to June 1997.

These matters initially came before the Board of Veterans' Appeals (Board) on appeal from June 2010 and December 2010 rating decisions by the Department of Veterans Affairs (VA) Regional Office (RO) in Huntington, West Virginia.

In a May 2014 rating decision, the Veteran, inter alia, was granted a temporary total evaluation of 100 percent, assigned effective December 9, 2013, based on surgical or other treatment necessitating convalescence for the lumbar spine, and a 40 percent evaluation, effective April 1, 2014; and a temporary total evaluation of 100 percent, assigned effective August 1, 2013, based on surgical or other treatment necessitating convalescence for the cervical spine, and a 20 percent evaluation, effective December 1, 2013; and was denied a disability rating in excess of 20 percent for residuals of a cervical spine injury with traumatic arthritis. The case has returned to the Board for appellate review. Because these increased ratings did not represent a grant of the maximum benefits allowable under the VA Schedule for Rating Disabilities, these claims remained in appellate status. AB v. Brown, 6 Vet. App. 35, 38 (1993) (holding that a grant of a higher rating during the course of an appeal, but less than the maximum benefits allowable, does not abrogate the appeal).

In a July 2014 rating decision, the RO, inter alia, extended the Veteran's temporary total evaluation based upon surgical or other procedure requiring convalescence, from April 1, 2014 to July 1, 2014, the period showing that he continued to recover from his lumbar spine disability. The RO also reduced the evaluation of the lumbar spine disability to 40 percent disabling, effective July 1, 2014, the expiration of convalescence.

In an August 2014 decision, the Board denied, in pertinent part, the issues of entitlement to a disability rating in excess of 20 percent for a lumbar spine disability prior to December 9, 2013, and entitlement to a disability rating in excess of 20 percent for a cervical spine disability, prior to August 1, 2013 and from December 1, 2013. The Veteran appealed the Board's decision to the U.S. Court of Appeals for Veterans Claims, which, pursuant to a May 2015 joint motion for partial remand (JMR), vacated the Board's August 2014 decision insofar as it did not award higher ratings for lumbar and cervical spine disabilities.

In the same August 2014 Board decision, the Board also remanded entitlement to a disability rating in excess of 40 percent for service-connected lumbar spine disability from July 1, 2014, and entitlement to a TDIU. As it does not appear that the RO has had the opportunity to conduct all of the development directed in the Board's August 2014 remand, those claims will be remanded again.

This appeal has been advanced on the Board's docket pursuant to 38 C.F.R. § 20.900(c). 38 U.S.C.A. § 7107(a)(2) (West 2014).

The issues of entitlement to a disability rating in excess of 40 percent for service-connected lumbar spine disability from December 9, 2013 and entitlement to a TDIU are addressed in the remand portion of the decision below and are remanded to the Agency of Original Jurisdiction (AOJ).

FINDINGS OF FACT

1. Prior to December 9, 2013, considering the Veteran's pain and corresponding functional impairment, including flare-ups, his service-connected lumbar spine disability had not been productive of forward flexion of the thoracolumbar spine to 30 degrees or less, any ankylosis, or intervertebral disc syndrome (IVDS) with incapacitating episodes having a total duration of at least 4 weeks but less than 6 weeks during the past 12 months.

2. Throughout the appeal, considering the Veteran's pain and corresponding functional impairment, including flare-ups, his service-connected cervical spine disability has not been productive of forward flexion of the cervical spine to 15 degrees or less; ankylosis; or IVDS with incapacitating episodes having a total duration of at least 2 weeks during the past 12 months.

CONCLUSIONS OF LAW

1. Prior to December 9, 2013, the criteria for a rating in excess of 20 percent for the service-connected lumbar spine disability were not met. 38 U.S.C.A. §§ 1154(a), 1155, 5107(b) (West 2014); 38 C.F.R. §§ 3.102, 3.321, 4.40, 4.45, 4.59, 4.71a, Diagnostic Code (DC) 5237 (2014).

2. Throughout the appeal period, the criteria for a rating in excess of 20 percent for the service-connected cervical spine disability are not met. 38 U.S.C.A. §§ 1154(a), 1155, 5107(b) (West 2014); 38 C.F.R. §§ 3.102, 3.321, 4.40, 4.45, 4.59, 4.71a, DC 5237 (2014).

REASONS AND BASES FOR FINDINGS AND CONCLUSIONS

Duties to Notify and Assist

VA has a duty to provide notification to the Veteran with respect to establishing entitlement to benefits, and a duty to assist with development of evidence under 38 U.S.C.A. §§ 5103, 5103A; 38 C.F.R. § 3.159(b).

The duty to notify was satisfied by way of March 2010 and August 2010 letters, sent prior to the June 2010 and December 2010 rating decisions, which informed the Veteran of his duty and the VA's duty for obtaining evidence. These letters included notice of the type of evidence necessary to establish a disability rating or effective date for the disability under consideration, pursuant to the recent holding in Dingess/Hartman v. Nicholson, 19 Vet App 473 (2006). Further, he was notified that to substantiate a claim he must provide, or ask the Secretary to obtain, medical or lay evidence demonstrating a worsening or increase in severity of the disability and the effect that worsening has on his employment and daily life. Vazquez-Flores v. Peake, 22 Vet. App. 37 (2008), vacated on other grounds sub nom., Vazquez-Flores v. Shinseki, 580 F.3d 1270 (Fed. Cir. 2009). The March 2010 letter also contained information regarding claims for secondary service connection.

VA also has a duty to assist the Veteran in the development of the claims.

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12-14 542, Counsel Stack Legal Research, https://law.counselstack.com/opinion/12-14-542-bva-2015.