09-23 448

CourtBoard of Veterans' Appeals
DecidedFebruary 2, 2017
Docket09-23 448
StatusUnpublished

This text of 09-23 448 (09-23 448) is published on Counsel Stack Legal Research, covering Board of Veterans' Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
09-23 448, (bva 2017).

Opinion

Citation Nr: 1703147 Decision Date: 02/02/17 Archive Date: 02/15/17

DOCKET NO. 09-23 448 ) DATE ) )

On appeal from the Department of Veterans Affairs Regional Office in Oakland, California

THE ISSUE

Entitlement to a disability rating in excess of 10 percent for a low back strain prior to May 20, 2016, and in excess of 20 percent thereafter.

REPRESENTATION

Veteran represented by: California Department of Veterans Affairs

WITNESS AT HEARING ON APPEAL

The Veteran

ATTORNEY FOR THE BOARD

Jessica O'Connell, Associate Counsel

INTRODUCTION

The Veteran served on active duty from May 2003 to May 2008.

This case comes before the Board of Veterans' Appeals (Board) on appeal from a June 2008 rating decision issued by the Department of Veterans Affairs (VA) Regional Office (RO) in Salt Lake City, Utah. Jurisdiction is now with the VA RO in Oakland, California.

The record before the Board consists of the Veteran's electronic records located within the Veterans Benefits Management System (VBMS) and Virtual VA.

In January 2016, the Veteran testified at a hearing before the undersigned Veterans Law Judge. A transcript of the hearing is of record.

When the case was before the Board in March 2016, it was remanded for further development and adjudicative action. The Board finds that there has been substantial compliance with its remand directives. First, the RO contacted the Veteran in April 2016 to request that he provide VA with contact information and medical authorizations for his treating medical providers. The Veteran did not respond to that letter and it was not returned as undeliverable. The RO then obtained the Veteran's outstanding VA treatment records and ensured he was provided with an adequate VA examination. Thereafter, the Veteran's claim was readjudicated in an August 2016 supplemental statement of the case. See Stegall v. West, 11 Vet. App. 268, 271 (1998).

FINDING OF FACTS

1. Prior to May 20, 2016, the Veteran's low back strain was manifested by pain, flare-ups, full forward flexion to 90 degrees, and combined range of motion, at the very least, of 185 degrees; there is no evidence of muscle spasm or guarding severe enough to result in an abnormal gait or spinal contour, ankylosis, or incapacitating episodes requiring bed rest prescribed by a physician.

2. Beginning May 20, 2016, the Veteran's low back strain was manifested by pain, flare-ups, and forward flexion limited to, at worst, 50 degrees; there is no evidence of ankylosis or incapacitating episodes requiring bed rest prescribed by a physician.

CONCLUSIONS OF LAW

1. Prior to May 20, 2016, the criteria for a disability rating in excess of 10 percent for a low back strain have not been met. 38 U.S.C.A. § 1155 (West 2014); 38 C.F.R. §§ 4.40, 4.45, 4.59, 4.71a, Diagnostic Codes 5235-5243 (2016).

2. Beginning May 20, 2016, the criteria for a disability rating in excess of 20 percent for a low back strain have not been met. 38 U.S.C.A. § 1155 (West 2014); 38 C.F.R. §§ 4.40, 4.45, 4.59, 4.71a, Diagnostic Codes 5235-5243 (2016).

REASONS AND BASES FOR FINDINGS AND CONCLUSIONS

VA's Duties to Notify and Assist

With respect to the Veteran's claim, VA has met all statutory and regulatory notice and duty to assist provisions. See 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5106, 5107, 5126 (West 2014); 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326 (2016).

VA's duty to notify was satisfied by letters dated March and October 2008. See 38 U.S.C.A. §§ 5103, 5103A; 38 C.F.R. § 3.159; see also Scott v. McDonald, 789 F.3d 1375 (Fed. Cir. 2015).

With respect to the duty to assist, the Veteran's service treatment records and VA outpatient treatment records have been obtained. Moreover, the Veteran has been afforded adequate VA examinations. See Barr v. Nicholson, 21 Vet. App. 303, 311 (2007). Specifically, the April 2008, August 2009, and May 2016 examiners performed physical examinations of the Veteran, took into account the Veteran's statements and treatment records, and provided adequate information required for rating purposes.

The Veteran has not identified any additional, existing evidence that could be obtained to substantiate his claim. The Board is also unaware of any such evidence. Accordingly, the Board finds that VA has satisfied its duty to assist the Veteran.

Legal Criteria

Disability ratings are determined by applying the criteria set forth in the VA Schedule for Rating Disabilities (Rating Schedule). 38 C.F.R. Part 4 (2016). The Rating Schedule is primarily a guide in the evaluation of disability resulting from all types of diseases and injuries encountered as a result of or incident to military service. The ratings are intended to compensate, as far as can practicably be determined, the average impairment of earning capacity resulting from such diseases and injuries and their residual conditions in civilian occupations. 38 U.S.C.A. § 1155; 38 C.F.R. § 4.1 (2016). Where there is a question as to which of two ratings shall be applied, the higher rating will be assigned if the disability picture more nearly approximates the criteria required for that rating; otherwise, the lower rating will be assigned. 38 C.F.R. § 4.7 (2016).

All service-connected spine disabilities are rated pursuant to The General Rating Formula for Diseases and Injuries of the Spine (General Rating Formula), unless the spinal disability is rated under the Formula for Rating Intervertebral Disc Syndrome Based on Incapacitating Episodes (Incapacitating Episodes Rating Formula). 38 C.F.R. § 4.71a, Diagnostic Codes 5235-5243.

Under the General Rating Formula, a thoracolumbar spine disability is assigned a 10 percent disability rating is assigned for forward flexion of the thoracolumbar spine greater than 60 degrees but not greater than 85 degrees; or, the combined range of motion of the thoracolumbar spine greater than 120 degrees but not greater than 235 degrees; or, muscle spasm, guarding, or localized tenderness not resulting in abnormal gait or abnormal spinal contour; or, vertebral body fracture with loss of 50 percent or more of height. 38 C.F.R. § 4.71a, General Rating Formula.

A 20 percent disability rating is assigned for forward flexion of the thoracolumbar spine greater than 30 degrees but not greater than 60 degrees; or, the combined range of motion of the thoracolumbar spine not greater than 120 degrees; or, muscle spasm or guarding severe enough to result in an abnormal gait or abnormal spinal contour such as scoliosis, reversed lordosis, or abnormal kyphosis. Id.

A 40 percent disability rating is warranted for forward flexion of the thoracolumbar spine 30 degrees or less; or, favorable ankylosis of the entire thoracolumbar spine. Id.

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Related

James P. Barr v. R. James Nicholson
21 Vet. App. 303 (Veterans Claims, 2007)
Brian J. Hart v. Gordon H. Mansfield
21 Vet. App. 505 (Veterans Claims, 2007)
Dennis M. Thun v. James B. Peake
22 Vet. App. 111 (Veterans Claims, 2008)
Sterling T. Rice v. Eric K. Shinseki
22 Vet. App. 447 (Veterans Claims, 2009)
Tyra K. Mitchell v. Eric K. Shinseki
25 Vet. App. 32 (Veterans Claims, 2011)
Johnson v. McDonald
762 F.3d 1362 (Federal Circuit, 2014)
Scott v. McDonald
789 F.3d 1375 (Federal Circuit, 2015)
Nathan Yancy v. Robert A. McDonald
27 Vet. App. 484 (Veterans Claims, 2016)
Thompson v. McDonald
815 F.3d 781 (Federal Circuit, 2016)
Gilbert v. Derwinski
1 Vet. App. 49 (Veterans Claims, 1990)
Layno v. Brown
6 Vet. App. 465 (Veterans Claims, 1994)
DeLuca v. Brown
8 Vet. App. 202 (Veterans Claims, 1995)
Gonzales v. West
218 F.3d 1378 (Federal Circuit, 2000)
Bagwell v. Brown
9 Vet. App. 337 (Veterans Claims, 1996)
Stegall v. West
11 Vet. App. 268 (Veterans Claims, 1998)
Fenderson v. West
12 Vet. App. 119 (Veterans Claims, 1999)
Correia v. McDonald
28 Vet. App. 158 (Veterans Claims, 2016)

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09-23 448, Counsel Stack Legal Research, https://law.counselstack.com/opinion/09-23-448-bva-2017.