06-28 907

CourtBoard of Veterans' Appeals
DecidedSeptember 30, 2013
Docket06-28 907
StatusUnpublished

This text of 06-28 907 (06-28 907) is published on Counsel Stack Legal Research, covering Board of Veterans' Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
06-28 907, (bva 2013).

Opinion

Citation Nr: 1331548 Decision Date: 09/30/13 Archive Date: 10/02/13

DOCKET NO. 06-28 907 ) DATE ) )

On appeal from the Department of Veterans Affairs Regional Office in Des Moines, Iowa

THE ISSUES

1. Entitlement to a disability rating in excess of 10 percent for posttraumatic stress disorder (PTSD), for purposes of accrued benefits.

2. Entitlement to a total disability rating based on individual unemployability (TDIU), for purposes of accrued benefits.

REPRESENTATION

Appellant represented by: The American Legion

WITNESS AT HEARING ON APPEAL

Appellant

ATTORNEY FOR THE BOARD

Timothy D. Rudy, Counsel

INTRODUCTION

The Veteran served on active duty from June 1975 to October 1977. He died in January 2004. The appellant is his surviving spouse.

This matter comes before the Board of Veterans' Appeals ("Board") on appeal from a December 2004 rating decision issued by the Department of Veterans Affairs (VA) Regional Office (RO) in St. Louis, Missouri, which denied the appellant's claim of entitlement to accrued benefits. Jurisdiction of the appellant's case was subsequently transferred to the RO in Des Moines, Iowa.

In October 2007, the appellant testified at a video conference Board hearing before the undersigned Veterans Law Judge. A transcript of the hearing has been associated with the Veteran's claims folder.

This matter was remanded for additional development in Board decisions dated in February 2008, August 2011, and April 2013.

FINDINGS OF FACT

1. The Veteran died in January 2004; at the time of his death he had claims pending for an increased rating for PTSD and entitlement to a TDIU.

2. At the time of his death, the Veteran was in receipt of a 10 percent disability rating for his service-connected PTSD; resolving all doubt in the Veteran's favor, for the period from June 24, 1999, when the Veteran filed his claim for service connection, his PTSD was manifested by occupational and social impairment with deficiencies in most areas.

3. At the time of his death, the Veteran's only service-connected disability was PTSD.

4. At the time of his death, the evidence of record shows that the Veteran met the minimum criteria for schedular TDIU; the evidence is at least in equipoise regarding whether his service-connected disability rendered him unable to secure or follow a substantially gainful occupation.

CONCLUSIONS OF LAW

1. The criteria for an initial disability rating of 70 percent, but no higher, for PTSD, for accrued benefits purposes, for the period from June 24, 1999, have been met. 38 U.S.C.A. §§ 1155, 5121 (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.1000, 4.1-4.14, 4.125-4.130, Diagnostic Code 9411 (2012).

2. Resolving all reasonable doubt in the Veteran's favor, the criteria for entitlement to a TDIU for accrued benefits purposes, have been met during the entire appeal period at issue. 38 U.S.C.A. §§ 1155, 5107, 5121 (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.340, 3.341, 3.1000, 4.16 (2012).

REASONS AND BASES FOR FINDINGS AND CONCLUSIONS

Veterans Claims Assistance Act of 2000 (VCAA)

The provisions of the VCAA, codified at 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a) and as interpreted by the United States Court of Appeals for Veterans Claims (the Court), have been fulfilled by information provided to the appellant in letters from the RO dated in September 2006, March 2008, August 2009, October 2011, and April 2013. These letters notified the appellant of VA's responsibilities in obtaining information to assist the appellant in completing her claims, and identified her duties in obtaining information and evidence to substantiate her claims. Subsequently, the accrued benefits claims on appeal were adjudicated in a supplemental statement of the case issued in May 2013. (See 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a); Quartuccio v. Principi, 16 Vet. App. 183 (2002); Pelegrini v. Principi, 18 Vet. App. 112 (2004). See also Mayfield v. Nicholson, 19 Vet. App. 103, 110 (2005), reversed on other grounds, 444 F.3d 1328 (Fed. Cir. 2006); Dingess/Hartman v. Nicholson, 20 Vet. App. 473 (2006); Mayfield v. Nicholson (Mayfield II), 20 Vet. App. 537 (2006)).

During the pendency of this appeal, the Court in Dingess/Hartman held that the VCAA notice requirements of 38 U.S.C. § 5103(a) and 38 C.F.R. § 3.159(b) apply to all elements of a claim. This includes, where applicable, notice that a disability rating and an effective date for the award of benefits will be assigned if service connection is awarded. The appellant was given this notice in the September 2006 and March 2008 correspondence.

Considering the determination reached in this decision the Board is satisfied that adequate notice and development have taken place and that there is a sound evidentiary basis for resolution of the TDIU claim without detriment to the due process rights of the appellant.

As to the higher rating claim, the appellant has neither alleged nor demonstrated any prejudice with regard to the content or timing of the notices. See Shinseki v. Sanders, 129 S. Ct. 1696 (2009) (reversing prior case law imposing a presumption of prejudice on any notice deficiency, and clarifying that the burden of showing that an error is harmful, or prejudicial, normally falls upon the party attacking the agency's determination). In view of the above, the Board finds that the notice requirements pertinent to the issue of a higher initial rating for PTSD have been met.

The Board observes that VA also has satisfied its duty to assist the appellant. The appellant has been provided with every opportunity to submit evidence and argument in support of her claim, and to respond to VA notices. Specifically, VA has associated with the claims folder the Veteran's service treatment records, VA and private treatment records, medical records from the Social Security Administration (SSA), as well as reports of VA examinations. The appellant also testified during a Board hearing before the undersigned.

The Board finds that any deficiency in compliance with the VCAA has not prejudiced the appellant and is, thus, harmless error. See ATD Corp. v. Lydall, Inc., 159 F.3d 534, 549 (Fed. Cir. 1998); Bernard v. Brown, 4 Vet. App. 384 (1993).

Accrued Benefits Claims

VA law provides that where death occurred on or after December 1, 1962, periodic monetary benefits (other than insurance and service members' indemnity) authorized under laws administered by VA, to which a payee was entitled at his or her death under existing ratings or decisions or those based on evidence in the file at date of death, and due and unpaid will, upon the death of such person, be paid as defined by regulation. See 38 U.S.C.A. § 5121 (West 2002 & Supp. 2012); 38 C.F.R. § 3.1000(a) (2012).

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Related

Shinseki, Secretary of Veterans Affairs v. Sanders
556 U.S. 396 (Supreme Court, 2009)
Mayfield v. Nicholson
444 F.3d 1328 (Federal Circuit, 2006)
Quartuccio v. Principi
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16 Vet. App. 436 (Veterans Claims, 2002)
Larry A. Pelegrini v. Anthony J. Principi
18 Vet. App. 112 (Veterans Claims, 2004)
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