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Part 37
FEDERAL · 32 CFR
Part 37 — Technology Investment Agreements
134 sections · Title 32: National Defense
§ 37.100
What does this part do?
§ 37.105
Does this part cover all types of instruments that 10 U.S.C. 2371 authorizes?
§ 37.110
What type of instruments are technology investment agreements (TIAs)?
§ 37.115
For what purposes are TIAs used?
§ 37.120
Can my organization award or administer TIAs?
§ 37.125
May I award or administer TIAs if I am authorized to award or administer other assistance instruments?
§ 37.130
Which other parts of the DoD Grant and Agreement Regulations apply to TIAs?
§ 37.200
What are my responsibilities as an agreements officer for ensuring the appropriate use of TIAs?
§ 37.205
What judgments must I make about the nature of the project?
§ 37.210
To what types of recipients may I award a TIA?
§ 37.215
What must I conclude about the recipient's commitment and cost sharing?
§ 37.220
How involved should the Government program official be in the project?
§ 37.225
What judgment must I make about the benefits of using a TIA?
§ 37.230
May I use a TIA if a participant is to receive fee or profit?
§ 37.300
What is the difference between an expenditure-based and fixed-support TIA?
§ 37.305
When may I use a fixed-support TIA?
§ 37.310
When would I use an expenditure-based TIA?
§ 37.315
What are the advantages of using a fixed-support TIA?
§ 37.400
Must I use competitive procedures to award TIAs?
§ 37.405
What must my announcement or solicitation include?
§ 37.410
Should my announcement or solicitation state that TIAs may be awarded?
§ 37.415
Should I address cost sharing in the announcement or solicitation?
§ 37.420
Should I tell proposers that we will not disclose information that they submit?
§ 37.500
What must my pre-award business evaluation address?
§ 37.505
What resources are available to assist me during the pre-award business evaluation?
§ 37.510
What are my responsibilities for determining that a recipient is qualified?
§ 37.515
Must I do anything additional to determine the qualification of a consortium?
§ 37.520
What is my responsibility for determining that the total project funding is reasonable?
§ 37.525
What is my responsibility for determining the value and reasonableness of the recipient's cost sharing contribution?
§ 37.530
What criteria do I use in deciding whether to accept a recipient's cost sharing?
§ 37.535
How do I value cost sharing related to real property or equipment?
§ 37.540
May I accept fully depreciated real property or equipment as cost sharing?
§ 37.545
May I accept costs of prior research as cost sharing?
§ 37.550
May I accept intellectual property as cost sharing?
§ 37.555
How do I value a recipient's other contributions?
§ 37.560
Must I be able to estimate project expenditures precisely in order to justify use of a fixed-support TIA?
§ 37.565
May I use a hybrid instrument that provides fixed support for only a portion of a project?
§ 37.570
What must I do if a CAS-covered participant accounts differently for its own and the Federal Government shares of project costs?
§ 37.575
What are my responsibilities for determining milestone payment amounts?
§ 37.580
What is recovery of funds and when should I consider including it in my TIA?
§ 37.600
Which administrative matters are covered in this subpart?
§ 37.605
What is the general policy on participants' financial, property, and purchasing systems?
§ 37.610
Must I tell participants what requirements they are to flow down for subrecipients' systems?
§ 37.615
What standards do I include for financial systems of for-profit firms?
§ 37.620
What financial management standards do I include for participants that are nonprofit?
§ 37.625
What cost principles or standards do I require for for-profit participants?
§ 37.630
Must I require a for-profit firm to use Federally approved indirect cost rates?
§ 37.635
What cost principles do I require a nonprofit participant to use?
§ 37.640
Must I include a provision for audits of for-profit participants?
§ 37.645
Must I require periodic audits, as well as award-specific audits, of for-profit participants?
§ 37.650
Who must I identify as the auditor for a for-profit participant?
§ 37.655
Must I specify the frequency of IPAs' periodic audits of for-profit participants?
§ 37.660
What else must I specify concerning audits of for-profit participants by IPAs?
§ 37.665
Must I require nonprofit participants to have periodic audits?
§ 37.670
Must I require participants to flow down audit requirements to subrecipients?
§ 37.685
May I allow for-profit firms to purchase real property and equipment with project funds?
§ 37.690
How are nonprofit participants to manage real property and equipment?
§ 37.695
What are the requirements for Federally owned property?
§ 37.700
What are the requirements for supplies?
§ 37.705
What standards do I include for purchasing systems of for-profit firms?
§ 37.710
What standards do I include for purchasing systems of nonprofit organizations?
§ 37.800
Which administrative matters are covered in this subpart?
§ 37.805
If I am awarding a TIA, what payment methods may I specify?
§ 37.810
What should my TIA's provisions specify for the method and frequency of recipients' payment requests?
§ 37.815
May the Government withhold payments?
§ 37.820
Must I require a recipient to return interest on advance payments?
§ 37.825
Must I require the recipient to obtain prior approval from the Government for changes in plans?
§ 37.830
May I let a recipient charge pre-award costs to the agreement?
§ 37.835
What requirements do I include for program income?
§ 37.840
What general approach should I take in negotiating data and patent rights?
§ 37.845
What data rights should I obtain?
§ 37.850
Should I require recipients to mark data?
§ 37.855
How should I handle protected data?
§ 37.860
What rights should I obtain for inventions?
§ 37.865
Should my patent provision include march-in rights?
§ 37.870
Should I require recipients to mark documents related to inventions?
§ 37.875
Should my TIA include a provision concerning foreign access to technology?
§ 37.880
What requirements must I include for periodic reports on program and business status?
§ 37.885
May I require updated program plans?
§ 37.890
Must I require a final performance report?
§ 37.895
How is the final performance report to be sent to the Defense Technical Information Center?
§ 37.900
May I tell a participant that information in financial and programmatic reports will not be publicly disclosed?
§ 37.905
Must I make receipt of the final performance report a condition for final payment?
§ 37.910
How long must I require participants to keep records related to the TIA?
§ 37.915
What requirement for access to a for-profit participant's records do I include in a TIA?
§ 37.920
What requirement for access to a nonprofit participant's records do I include in a TIA?
§ 37.925
What requirements do I include for termination and enforcement?
§ 37.1000
What are my responsibilities at the time of award?
§ 37.1005
What are my general responsibilities concerning the award document?
§ 37.1010
What substantive issues should my award document address?
§ 37.1015
How do I decide who must sign the TIA if the recipient is an unincorporated consortium?
§ 37.1020
What must I document in my award file?
§ 37.1025
Must I report information to the Defense Assistance Awards Data System?
§ 37.1045
To whom must I send copies of the award document?
§ 37.1100
What are my responsibilities generally as an administrative agreements officer for a TIA?
§ 37.1105
What additional duties do I have as the administrator of a TIA with advance payments or payable milestones?
§ 37.1110
What other responsibilities related to payments do I have?
§ 37.1115
What are my responsibilities related to participants' single audits?
§ 37.1120
When and how may I request an award-specific audit?
§ 37.1205
Advance.
§ 37.1210
Advanced research.
§ 37.1215
Agreements officer.
§ 37.1220
Applied research.
§ 37.1225
Articles of collaboration.
§ 37.1230
Assistance.
§ 37.1235
Award-specific audit.
§ 37.1240
Basic research.
§ 37.1245
Cash contributions.
§ 37.1250
Commercial firm.
§ 37.1255
Consortium.
§ 37.1260
Cooperative agreement.
§ 37.1265
Cost sharing.
§ 37.1270
Data.
§ 37.1275
DoD Component.
§ 37.1280
Equipment.
§ 37.1285
Expenditure-based award.
§ 37.1290
Expenditures or outlays.
§ 37.1295
Grant.
§ 37.1300
In-kind contributions.
§ 37.1305
Institution of higher education.
§ 37.1310
Intellectual property.
§ 37.1315
Nonprofit organization.
§ 37.1320
Participant.
§ 37.1325
Periodic audit.
§ 37.1330
Procurement contract.
§ 37.1335
Program income.
§ 37.1340
Program official.
§ 37.1345
Property.
§ 37.1350
Real property.
§ 37.1355
Recipient.
§ 37.1360
Research.
§ 37.1365
Supplies.
§ 37.1370
Termination.
§ 37.1375
Technology investment agreements.