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Part 9
FEDERAL · 12 CFR
Part 9 — Fiduciary Activities of National Banks
21 sections · Title 12: Banks and Banking
§ 9.1
Authority, purpose, and scope.
§ 9.2
Definitions.
§ 9.3
Approval requirements.
§ 9.4
Administration of fiduciary powers.
§ 9.5
Policies and procedures.
§ 9.6
Review of fiduciary accounts.
§ 9.7
Multi-state fiduciary operations.
§ 9.8
Recordkeeping.
§ 9.9
Audit of fiduciary activities.
§ 9.10
Fiduciary funds awaiting investment or distribution.
§ 9.11
Investment of fiduciary funds.
§ 9.12
Self-dealing and conflicts of interest.
§ 9.13
Custody of fiduciary assets.
§ 9.14
Deposit of securities with state authorities.
§ 9.15
Fiduciary compensation.
§ 9.16
Receivership or voluntary liquidation of bank.
§ 9.17
Surrender or revocation of fiduciary powers.
§ 9.18
Collective investment funds.
§ 9.20
Transfer agents.
§ 9.100
Acting as indenture trustee and creditor.
§ 9.101
Providing investment advice for a fee.