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Title 12
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Part 44
FEDERAL · 12 CFR
Part 44 — Proprietary Trading and Certain Interests in and Relationships with Covered Funds
18 sections · Title 12: Banks and Banking
§ 44.1
Authority, purpose, scope, and relationship to other authorities.
§ 44.2
Definitions.
§ 44.3
Prohibition on proprietary trading.
§ 44.4
Permitted underwriting and market making-related activities.
§ 44.5
Permitted risk-mitigating hedging activities.
§ 44.6
Other permitted proprietary trading activities.
§ 44.7
Limitations on permitted proprietary trading activities.
§ 44.8-44.9
§§ 44.8-44.9 [Reserved]
§ 44.10
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
§ 44.11
Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
§ 44.12
Permitted investment in a covered fund.
§ 44.13
Other permitted covered fund activities and investments.
§ 44.14
Limitations on relationships with a covered fund.
§ 44.15
Other limitations on permitted covered fund activities and investments.
§ 44.16
Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
§ 44.17-44.19
§§ 44.17-44.19 [Reserved]
§ 44.20
Program for compliance; reporting.
§ 44.21
Termination of activities or investments; penalties for violations.