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Title 12
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Part 351
FEDERAL · 12 CFR
Part 351 — Proprietary Trading and Certain Interests in and Relationships with Covered Funds
18 sections · Title 12: Banks and Banking
§ 351.1
Authority, purpose, scope, and relationship to other authorities.
§ 351.2
Definitions.
§ 351.3
Prohibition on proprietary trading.
§ 351.4
Permitted underwriting and market making-related activities.
§ 351.5
Permitted risk-mitigating hedging activities.
§ 351.6
Other permitted proprietary trading activities.
§ 351.7
Limitations on permitted proprietary trading activities.
§ 351.8-351.9
§§ 351.8-351.9 [Reserved]
§ 351.10
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
§ 351.11
Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
§ 351.12
Permitted investment in a covered fund.
§ 351.13
Other permitted covered fund activities and investments.
§ 351.14
Limitations on relationships with a covered fund.
§ 351.15
Other limitations on permitted covered fund activities.
§ 351.16
Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities.
§ 351.17-351.19
§§ 351.17-351.19 [Reserved]
§ 351.20
Program for compliance; reporting.
§ 351.21
Termination of activities or investments; penalties for violations.