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Part 335
FEDERAL · 12 CFR
Part 335 — Securities of State Nonmember Banks and State Savings Associations
22 sections · Title 12: Banks and Banking
§ 335.101
Scope of part, authority and OMB control number.
§ 335.111
Forms and schedules.
§ 335.121
Listing standards related to audit committees.
§ 335.201
Securities exempted from registration.
§ 335.211
Registration and reporting.
§ 335.221
Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).
§ 335.231
Certification, suspension of trading, and removal from listing by exchanges.
§ 335.241
Unlisted trading.
§ 335.251
Forms for notification of action taken by national securities exchanges.
§ 335.261
Exemptions, terminations, and definitions.
§ 335.301
Reports of issuers of securities registered pursuant to section 12.
§ 335.311
Forms for annual, quarterly, current, and other reports of issuers.
§ 335.321
Maintenance of records and issuer's representations in connection with required reports.
§ 335.331
Acquisition statements, acquisition of securities by issuers, and other matters.
§ 335.401
Solicitations of proxies.
§ 335.501
Tender offers.
§ 335.601
Requirements of section 16 of the Securities Exchange Act of 1934.
§ 335.611
Initial statement of beneficial ownership of securities (Form 3).
§ 335.612
Statement of changes in beneficial ownership of securities (Form 4).
§ 335.613
Annual statement of beneficial ownership of securities (Form 5).
§ 335.701
Filing requirements, public reference, and confidentiality.
§ 335.801
Inapplicable SEC regulations; FDIC substituted regulations; additional information.