Home/CFR/Title 12/Part 238
FEDERAL · 12 CFR

Part 238 — Savings and Loan Holding Companies (Regulation LL)

95 sections · Title 12: Banks and Banking

§ 238.1Authority, purpose and scope.
§ 238.2Definitions.
§ 238.3Administration.
§ 238.4Records, reports, and inspections.
§ 238.5Audit of savings association holding companies.
§ 238.6Penalties for violations.
§ 238.7Tying restriction exception.
§ 238.8Safe and sound operations, and Small Bank Holding Company Policy Statement.
§ 238.9Control over securities.
§ 238.10Categorization of banking organizations.
§ 238.11Transactions requiring Board approval.
§ 238.12Transactions not requiring Board approval.
§ 238.13Prohibited acquisitions.
§ 238.14Procedural requirements.
§ 238.15Factors considered in acting on applications.
§ 238.21Control proceedings.
§ 238.22Rebuttable presumptions of control of a company.
§ 238.23Rebuttable presumption of noncontrol of a company.
§ 238.31Transactions requiring prior notice.
§ 238.32Transactions not requiring prior notice.
§ 238.33Procedures for filing, processing, publishing, and acting on notices.
§ 238.41Qualified stock issuances by undercapitalized savings associations or holding companies.
§ 238.51Prohibited activities.
§ 238.52Exempt savings and loan holding companies and grandfathered activities.
§ 238.53Prescribed services and activities of savings and loan holding companies.
§ 238.54Permissible bank holding company activities of savings and loan holding companies.
§ 238.61Scope.
§ 238.62Definitions.
§ 238.63Requirements to engage in financial holding company activities.
§ 238.64Election required.
§ 238.65Election procedures.
§ 238.66Ongoing requirements.
§ 238.71Purpose.
§ 238.72Definitions.
§ 238.73Prior notice requirements.
§ 238.74Filing and processing procedures.
§ 238.75Standards for review.
§ 238.76Waiting period.
§ 238.77Waiver of prior notice requirement.
§ 238.81Purpose.
§ 238.82Definitions.
§ 238.83Prohibited actions.
§ 238.84Covered convictions or agreements to enter into pre-trial diversions or similar programs.
§ 238.85Adjudications and offenses not covered.
§ 238.86Exemptions.
§ 238.87Filing procedures.
§ 238.88Factors for review.
§ 238.89Board action.
§ 238.90Hearings.
§ 238.91Authority, purpose, and scope.
§ 238.92Definitions.
§ 238.93Prohibitions.
§ 238.94Interlocking relationships permitted by statute.
§ 238.95Small market share exemption.
§ 238.96General exemption.
§ 238.97Change in circumstances.
§ 238.98Enforcement.
§ 238.99Interlocking relationships permitted pursuant to Federal Deposit Insurance Act.
§ 238.101Authority and purpose.
§ 238.102Definitions.
§ 238.103Filing requirement.
§ 238.104Board action and criteria for review.
§ 238.118Applicability.
§ 238.119Risk committee requirement for covered savings and loan holding companies with total consolidated assets of $50 billion or more.
§ 238.120Scope.
§ 238.121Applicability.
§ 238.122Risk-management and risk committee requirements.
§ 238.123Liquidity risk-management requirements.
§ 238.124Liquidity stress testing and buffer requirements.
§ 238.130Definitions.
§ 238.131Applicability.
§ 238.132Analysis conducted by the Board.
§ 238.133Data and information required to be submitted in support of the Board's analyses.
§ 238.134Review of the Board's analysis; publication of summary results.
§ 238.135Corporate use of stress test results.
§ 238.140Authority and purpose.
§ 238.141Definitions.
§ 238.142Applicability.
§ 238.143Stress test.
§ 238.144Methodologies and practices.
§ 238.145Reports of stress test results.
§ 238.146Disclosure of stress test results.
§ 238.150Applicability and general provisions.
§ 238.151Definitions.
§ 238.152Credit exposure limits.
§ 238.153Gross credit exposure.
§ 238.154Net credit exposure.
§ 238.155Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company.
§ 238.156Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships.
§ 238.157Exemptions.
§ 238.158Compliance.
§ 238.160Definitions.
§ 238.161Applicability.
§ 238.162Capital stress testing requirements.
§ 238.170Capital planning and stress capital buffer requirement.