FEDERAL · 12 CFR

§ 218.4 — Not Yet Available

12 C.F.R. § 218.4

12 C.F.R. § 218.4 is referenced in other legal documents but could not be loaded from the eCFR.

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§ 218.100

§ 218.700

Defined terms relating to the networking exception from the definition of “broker.”

§ 218.701

Exemption from the definition of “broker” for certain institutional referrals.

§ 218.721

Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”

§ 218.722

Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.

§ 218.723

Exemptions for special accounts, transferred accounts, foreign branches and a <em>de minimis</em> number of accounts.

§ 218.740

Defined terms relating to the sweep accounts exception from the definition of “broker.”

§ 218.741

Exemption for banks effecting transactions in money market funds.

§ 218.760

Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.

§ 218.771

Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.

§ 218.772

Exemption from the definition of “broker” for banks engaging in securities lending transactions.

§ 218.775

Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.

§ 218.776

Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.

§ 218.780

Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.

§ 218.781

Exemption from the definition of “broker” for banks for a limited period of time.