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FEDERAL · 12 CFR

Part 19 — Rules of Practice and Procedure

107 sections · Title 12: Banks and Banking

§ 19.0Applicability date.
§ 19.1Scope.
§ 19.2Rules of construction.
§ 19.3Definitions.
§ 19.4Authority of the Comptroller.
§ 19.5Authority of the administrative law judge (ALJ).
§ 19.6Appearance and practice in adjudicatory proceedings.
§ 19.7Good faith certification.
§ 19.8Conflicts of interest.
§ 19.9Ex parte communications.
§ 19.10Filing of papers.
§ 19.11Service of papers.
§ 19.12Construction of time limits.
§ 19.13Change of time limits.
§ 19.14Witness fees and expenses.
§ 19.15Opportunity for informal settlement.
§ 19.16OCC's right to conduct examination.
§ 19.17Collateral attacks on adjudicatory proceeding.
§ 19.18Commencement of proceeding and contents of notice.
§ 19.19Answer.
§ 19.20Amended pleadings.
§ 19.21Failure to appear.
§ 19.22Consolidation and severance of actions.
§ 19.23Motions.
§ 19.24Scope of document discovery.
§ 19.25Request for document discovery from parties.
§ 19.26Document subpoenas to nonparties.
§ 19.27Deposition of witness unavailable for hearing.
§ 19.28Interlocutory review.
§ 19.29Summary disposition.
§ 19.30Partial summary disposition.
§ 19.31Scheduling and prehearing conferences.
§ 19.32Prehearing submissions.
§ 19.33Public hearings.
§ 19.34Hearing subpoenas.
§ 19.35Conduct of hearings.
§ 19.36Evidence.
§ 19.37Post-hearing filings.
§ 19.38Recommended decision and filing of record.
§ 19.39Exceptions to recommended decision.
§ 19.40Review by the Comptroller.
§ 19.41Stays pending judicial review.
§ 19.100Filing documents.
§ 19.101Delegation to OFIA.
§ 19.102Civil money penalties.
§ 19.110Scope and definitions.
§ 19.111Suspension, removal, or prohibition of institution-affiliated party.
§ 19.112Informal hearing.
§ 19.113Recommended and final decisions.
§ 19.120Exemption hearings under section 12(h) of the Securities Exchange Act of 1934.
§ 19.121Disciplinary proceedings.
§ 19.122Civil money penalty authority under Federal securities laws.
§ 19.123Cease-and-desist authority.
§ 19.160Scope.
§ 19.161Hearing process.
§ 19.170Discovery depositions.
§ 19.171Deposition subpoenas.
§ 19.180Scope.
§ 19.181Confidentiality of formal investigations.
§ 19.182Order to conduct a formal investigation.
§ 19.183Rights of witnesses.
§ 19.184Service of subpoena and payment of witness expenses.
§ 19.185Dilatory, obstructionist, or insubordinate conduct.
§ 19.190Scope.
§ 19.191Definitions.
§ 19.192Sanctions relating to conduct in an adjudicatory proceeding.
§ 19.193Censure, suspension, or debarment.
§ 19.194Eligibility of attorneys and accountants to practice.
§ 19.195Incompetence.
§ 19.196Disreputable conduct.
§ 19.197Initiation of disciplinary proceeding.
§ 19.198Conferences.
§ 19.199Proceedings under this subpart.
§ 19.200Effect of debarment, suspension, or censure.
§ 19.201Petition for reinstatement.
§ 19.205Authority and scope; waiver.
§ 19.206Definitions.
§ 19.207Application requirements.
§ 19.208Net worth exhibit.
§ 19.209Documentation of fees and expenses.
§ 19.210Filing and service of documents.
§ 19.211Answer to application.
§ 19.212Reply.
§ 19.213Settlement.
§ 19.214Further proceedings.
§ 19.215Decision.
§ 19.216Agency review.
§ 19.217Judicial review.
§ 19.218Stay of decision concerning award.
§ 19.219Payment of award.
§ 19.220Scope.
§ 19.221Reclassification of an insured depository institution based on unsafe or unsound condition or practice.
§ 19.222Request for rescission of reclassification.
§ 19.230Scope.
§ 19.231Order to dismiss a director or senior executive officer.
§ 19.240Inflation adjustments.
§ 19.241Scope.
§ 19.242Definitions.
§ 19.243Removal, suspension, or debarment.
§ 19.244Automatic removal, suspension, or debarment.
§ 19.245Notice of removal, suspension, or debarment.
§ 19.246Petition for reinstatement.
§ 19.250Scope.
§ 19.251Notice and hearing.
§ 19.252Presiding officer.
§ 19.253Grounds for termination.
§ 19.254Judicial review.